Compliance, Surveillance & RegTech
AI for the compliance function itself: communications surveillance, trade surveillance, marketing and disclosure review, regulatory change management, and regulatory reporting. The category is distinct from AML in scope: the obligation here spans conduct, communications, and disclosure rather than money movement. Surveillance products should be evaluated on precision at scale, since legacy lexicon systems produced the alert fatigue this generation claims to fix, and on whether the vendor can evidence that claim with false positive reductions measured at named institutions. Regulatory change products should be evaluated on coverage of the buyer's actual rulebook set and on how fast a rule change propagates into an obligation the system tracks.
Vendors in this category
10 indexed
| Vendor | Category | AI Centrality | Website |
|---|---|---|---|
|
M
MirrorWeb
MirrorWeb captures, supervises and archives the communications regulated firms are obliged to preserve, spanning email, messaging apps, collaboration tools, terminal chat, voice, social media and live websites, and stores them immutably so the record satisfies retention rules. Its supervision engines score and surface the highest risk material for human review with the trigger behind each alert shown, and a mobile application lets employees mark which contacts are work related so only those conversations are archived.
|
Compliance, Surveillance & RegTech | C | mirrorweb.com |
|
Q
Quantexa
Quantexa builds a resolved view of customers, counterparties and beneficial owners by reconciling records across internal systems, third party feeds, public records and corporate registries, then generates the network context around each entity so investigators see relationships rather than isolated alerts. Entity resolution runs on a predictive model the company describes as transparent and tuneable, network analytics layer community detection and pathway analysis on top, and the same foundation is reused across financial crime, customer due diligence, fraud, credit risk and customer intelligence.
|
AML, KYC & Financial Crime | A | quantexa.com |
|
F
Flagright
Flagright provides real time transaction monitoring, sanctions and watchlist screening, customer risk scoring, case management and regulatory reporting for fintechs, neobanks, payment firms and banks, screening each transaction before it clears rather than in overnight batches. Compliance teams author detection logic themselves through a no code engine that also accepts natural language, simulate rule changes against live conditions without touching production, and run agents that triage false positives, assist investigations, enforce investigation quality and draft case closure narratives. It is offered as hosted software, hybrid, or fully on premise.
|
AML, KYC & Financial Crime | B | flagright.com |
|
U
Unit21
Unit21 consolidates fraud prevention and anti money laundering into one platform covering real time transaction monitoring, entity and network analysis, customer risk rating, case management and regulatory filing. Risk teams author detection logic through a no code interface without engineering support, machine learning scores expose which variables drove each alert, and configurable agents carry investigations from signal through evidence collection and narrative drafting to a regulator ready filing with a full audit trail.
|
AML, KYC & Financial Crime | B | unit21.ai |
|
E
Elliptic
Elliptic provides blockchain analytics and crypto financial crime compliance to banks, crypto businesses, payment firms, regulators and law enforcement, scoring wallets and transactions in real time against sanctions, ransomware, darknet and other illicit exposure across more than fifty blockchains and hundreds of cross chain bridges. Its newer work follows digital assets into mainstream banking, including due diligence on stablecoin issuers for banks holding reserve assets and detection of crypto exposure inside conventional fiat transaction flows.
|
AML, KYC & Financial Crime | B | elliptic.co |
|
L
LeapXpert
LeapXpert lets employees at regulated firms talk to clients on the consumer messaging apps those clients actually use, while every message is captured, timestamped, made immutable and routed into the firm's archiving, surveillance and eDiscovery systems. Employees work from Microsoft Teams, Slack or a dedicated app under a separate business identity while the client stays on WhatsApp, iMessage, WeChat, Signal, Telegram or text, and the platform applies policy enforcement, information barriers, supervision and data loss prevention at the point of communication.
|
Compliance, Surveillance & RegTech | C | leapxpert.com |
|
N
Norm Ai
Norm Ai converts regulations and internal policies into executable form, encoding them through a proprietary representation language as decision trees that language model agents then traverse against a firm's actual artifacts. A compliance or business user submits a document, a marketing piece or a communication, and the relevant regulatory agent runs against it and returns findings. The company sells to banks, asset managers, hedge funds, broker dealers and insurers, and operates an affiliated law firm that delivers legal work directly on outcome based pricing.
|
Compliance, Surveillance & RegTech | A | norm.ai |
|
H
Hadrius
Hadrius consolidates the compliance programme of a registered investment adviser or broker dealer into one platform, using AI to review the material a firm produces and flag potential violations for a compliance officer to act on. It captures and archives communications across more than thirty channels, reviews marketing and advertising material against regulatory rules, monitors personal trading against restricted lists and blackout windows, automates code of ethics attestations, and produces the audit ready evidence a regulatory examination asks for.
|
Compliance, Surveillance & RegTech | A | hadrius.com |
|
T
TRM Labs
TRM Labs is a blockchain intelligence platform that attributes on chain activity to real world entities and sells that intelligence to banks, fintechs, crypto businesses, regulators, tax authorities and law enforcement. Its products span wallet screening, transaction monitoring, entity due diligence and cross chain forensic tracing, delivered with what the company calls glass box attribution, where the source and confidence level behind every judgement is exposed so the output can hold up as evidence.
|
AML, KYC & Financial Crime | B | trmlabs.com |
|
S
Sumsub
Sumsub is a London based full cycle verification and financial crime compliance platform covering customer and business onboarding, sanctions and politically exposed person screening, transaction monitoring, Travel Rule compliance and fraud prevention in a single console. It combines document, biometric, liveness and deepfake checks with database validation across more than 200 countries, and exposes the whole platform through a documented API, mobile software development kits and a no code workflow builder.
|
AML, KYC & Financial Crime | B | sumsub.com |