ACA Group introduced a compliance data migration capability for firms moving Code of Ethics and personal trading data between compliance platforms. It supports full migration, export and archive, or a hybrid of the two, so historical records survive the move.
Our readSwitching personal trading platforms usually stalls on history, because regulators expect years of records to survive the change. Ask how ACA validates the migrated records, since a gap found during an exam is the exact risk the migration exists to avoid.